Principles of Wealth Management

Overview

Principles of Wealth Management examines the financial planning discipline, including its need, as evidenced by the U.S. poverty rate, the U.S. savings rate, the lack of financial retirement readiness and the ever-increasing cost of higher education.

The course details the principal steps in developing a financial plan, the critical issues in managing and protecting wealth, the products and concepts available to implement wealth management objectives and their tax treatment.
CPE hours

9

Price

$35

Final exam

Multiple choice
50 questions

Course materials

PDF
217 pages 

Course number

PWX0426

Subject classification

Advisory Services

CPE /CE Acceptance


  • CPAs in most states (chart)
  • Other Professionals (chart)


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Online PDF Course Materials


  • Read online / print / save 
  • Clickable table of contents
  • Answers to review questions + explanations
  • Glossary of terms used
  • Worksheets, forms and examples
  • Index with page numbers
* Fully searchable *

Details


FunCPE Course No: PWX4126
Materials: Online PDF materials
Subject: Advisory Services
Final Exam: 50 multiple choice
Document length: 217 pages
Passing score: 70%
Last reviewed/updated: 01/01/26

Standard course features
Interactive self-study format | Unlimited exam retakes | No prerequisites | No advance prep | Course level of Overview
* Expires one year from enrollment *

Learning objectives
Upon completion of this course, you should be able to:
  • Discuss the evidence indicating the need for comprehensive financial planning;
  • Recognize the steps in developing a client’s financial plan;
  • Describe the critical issues in managing wealth;
  • Identify the principal products and concepts available to Implement and facilitate wealth management objectives; and
  • Apply the principles of wealth management to improve the financial situation of clients.

Course Curriculum